Summary - FINRA provides a library of brief video segments in which senior FINRA staff discuss timely regulatory topics and respond to comments from firms on specific areas of concern.
These videos are available on the FINRA website. The topics are diverse and offer different perspectives on topics regarding accounting regulations.
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Summary - FINRA provides a 'Small Firm Cybersecurity Checklist' in their effort toward protecting the data of investors. FINRA's cybersecurity program supports the following according to its website:
The checklist, which is primarily derived from the National Institute of Standards and Technology (NIST) Cybersecurity Framework and FINRA’s Report on Cybersecurity Practices, is available online.
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